What is the United States Department of Justice (DOJ)? The United States Department of Justice (DOJ) is the federal government agency responsible for enforcing laws and administering justice across the United States. The DOJ’s purpose is to protect the public…
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What is the NYSDFS? The New York State Department of Financial Services (NYSDFS) is the governmental body responsible for regulating all financial services and products in the state of New York. As a state-level regulatory office, the NYSDFS has a…
3 minute read
What is the US Securities and Exchange Commission (SEC)? The Securities and Exchange Commission (SEC) is an independent government agency responsible for regulating the securities industry in the United States. In this capacity, it pursues a three-part mission: to protect…
3 minute read
