PEPs Reports The Challenge of PEPs - A Comprehensive Guide This new guide aims takes a comprehensive and practical look at the PEP landscape and how firms should navigate it. We also draw on insights from ComplyAdvantage’s high-performing, proprietary PEP database to explore how PEP demographics vary in major economic centers. test 1 minute read
CFT Reports A Guide to AML/CFT Reforms in the US Real Estate Sector Over the last decade, US authorities have expressed concerns about the role played by illicit finance in high-end residential purchases. International bodies such as the Financial Action Task Force (FATF) have also expressed concern. In particular, FATF highlighted real estate agents’ lack of regulatory coverage in the Bank Secrecy Act (BSA), the country’s main AML/CFT legislation. test 1 minute read
Regulation Reports AI Regulation in the US - A Guide for Compliance Officers This guide, written by compliance experts at ComplyAdvantage and Resistant AI, explores the growing regulatory momentum around AI in the United States. It explains existing and proposed federal and state legislation and provides practical tips for compliance leaders looking to ensure their firms keep pace with regulators. test 1 minute read
Fraud Reports The Role of Technology and Talent in Payment Fraud Detection If there’s one area of financial crime that best encapsulates the problem today’s compliance leaders face, it’s payment fraud. Volumes are rising - the value of payment fraud is set to soar to more than $40 billion by 2027.test 1 minute read
Payment screening Reports The Role of Technology and Talent in Transaction Screening As the financial crime and geopolitical landscape grows more complex, how are firms investing to improve transaction screening processes and manage risk?test 1 minute read
Adverse media Reports The Role of Technology and Talent in Adverse Media Screening Explore the trends, challenges, and opportunities impacting how firms establish and maintain adverse media screening.test 1 minute read
Reports How to combine talent and tech to build an efficient compliance function Technology and talent are critical to any effective financial crime risk management program. But in a competitive labor market where budgets are under pressure, how can compliance leaders ensure they invest limited resources efficiently?test 1 minute read
Regulation Reports The United States’ Regulatory Landscape in 2023 2022 witnessed unprecedented trends impacting financial crime-fighting in the United States. Alongside China-US tensions, the invasion of Ukraine transformed the use of sanctions. Meanwhile, concerns over environmental crime and the exploitation of decentralzed finance platforms spiked. How can compliance teams effectively prepare?test 1 minute read
AML compliance Reports New AML Rules and Best Practices to Avoid Enforcement Action and Fines for Broker Dealers Learn more by downloading your copy of the Guide to Anti-Money Laundering for US Broker Dealerstest 1 minute read
CFT Reports A Guide to AML/CFT for Capital Markets and Securities Actors in APAC The Capital Markets and Securities sector faces challenges, including banking contagion and unstable market conditions.test 1 minute read
AML compliance Reports New AML Rules and Best Practices to Avoid Enforcement Action and Fines This Guide to Anti-Money Laundering for US Broker Dealers provides practical guidance for firms looking to bolster or revamp their risk management processes.test 1 minute read
Reports The State of Financial Crime 2023 From economic volatility to the war in Ukraine, 2023 will be a complex year for compliance professionals. Our report combines a state-of-the-industry survey with the latest subject matter expertise to offer a roadmap for the year ahead.test 1 minute read
